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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-15
CA RA APPROVED 2023-11-03
  • TX RA
    APPROVED
    Since 2023-12-15
  • CA RA
    APPROVED
    Since 2023-11-03

Branch Locations

3075A Hansen Way, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palo Alto CA 05/2022 Present
T-Mobile Sunnyvale CA 10/2014 05/2022
Foothill College Los Altos Hills CA 09/2013 12/2018
Other Businesses

I*2100352, Entity Type For Profit, Name of OBA: Charles Miller Notary Public Address: East Palo Alto, California, 94303 Investment Related: N Position, Title, Association: Owner Employee Start Date: 12/01/2024 No Hours: 3 W No Hours during trading: 0 Duties: Will be providing mobile notary public services in the Bay Area, CA. I*2210280, Entity Type: Entity For Profit, Name of OBA: C B M III, Address: East Palo Alto, California, 94303, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 03/04/2025, No Hours: 6 Weekly, No Hours during Trading: 0 Weekly, Duties: Delivering Amazon orders as independent contractor through Amazon Flex app, not to actually be employed by Amazon. I*2215318, Entity Type: Entity For Profit, Name of OBA: C B M III, Address: East Palo Alto, California, 94303, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 03/04/2025, No Hours: 8 Weekly, No Hours during Trading: 0 Weekly, Duties: Independent contractor making deliveries for DoorDash I*2216273, Entity Type: Entity For Profit, Name of OBA: C B M III, Address: East Palo Alto, California, 94303, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 03/04/2025, No Hours: 8 Weekly, No Hours during Trading: 0 Weekly, Duties: Independent contractor offering rideshare rides through Lyft

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-02
  • S66 Uniform Combined State Law Examination
    2023-11-02
Other Names
  • Charles B Milleriii

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