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Scottsdale, AZ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-08-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tek Systems | Tempe | AZ | 08/2021 | 04/2022 |
| Frey Financial | Tucson | AZ | 05/2022 | 11/2022 |
| University Of Arizona | Tuscon | AZ | 08/2017 | 07/2021 |
| Red Night Capital Llc | Prescott | AZ | 06/2023 | Present |
| Spiegelman Wealth | Lafayette | CA | 01/2023 | 03/2023 |
| N/A | Prescott | AZ | 05/2013 | 05/2021 |
Joseph Allen Police is a Partner in Scottsdale Landscaping Company, a landscape architecture and water management business. Joseph Allen Police is an owner of Red Night Capital Holding, LLC. Two hours a week are spent engaged in these activities.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-02-07 |
| S65 | Uniform Investment Adviser Law Examination | 2023-04-02 |
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