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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-08-19 |
| RI | RA | APPROVED | 2023-11-10 |
Branch Locations
555 Pleasant Street, Suite 103, Attleboro, MA 02703 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Providence Equity Partners | Providence | RI | 11/2019 | 12/2021 |
| Unemployed | North Attleboro | MA | 12/2021 | 06/2022 |
| Cvs Health | Cumberland | RI | 07/2018 | 11/2019 |
| Rhode Island College | Providence | RI | 09/2015 | 07/2018 |
| New York Life Insurance Company | Waltham | MA | 06/2022 | 11/2023 |
| Nylife Securities Llc | Waltham | MA | 10/2022 | 11/2023 |
| Eagle Strategies Llc | Waltham | MA | 02/2023 | 11/2023 |
| Lpl Financial Llc | Attleboro | MA | 11/2023 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 11/2023 | Present |
1- 09/2023 / NORTHEAST INVESTMENT SERVICES / DBA for LPL Business (entity for LPL business) / Investment Related 2- 11/16/2023 - Global Retirement Partners - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 10/16/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 10/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3- 11/16/2023 - NORTHEAST INVESTMENT SERVICES - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 10/16/2023 - 160 Hours Per Month/ 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-09 |
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