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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-01-03
IN RA APPROVED 2015-01-22
  • TX RA
    APPROVED
    Since 2017-01-03
  • IN RA
    APPROVED
    Since 2015-01-22

Branch Locations

Noblesville, IN • United States

600 E Carmel Dr Ste 164, Carmel, IN 46032 • United States

600 E Carmel Drive Ste 163, Carmel, IN 46032 • United States

3209 Smith Valley Rd., Greenwood, IN 46142 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 01/2015 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2015 Present
Previous Registrations
Other Businesses

1) INDEPENDENT INSURANCE AGENT, 600 E CARMEL DR, CARMEL, IN, 1/2010 FOR VARIOUS INSURANCE COMPANIES. INV REL - 5/MO - 0/TRADING. 2) M ACCOUNTING GROUP LLC, 600 E CARMEL DR, STE 163, CARMEL, IN, 12/2017 AS OWNER PROVIDING TAX, PAYROLL, AND BOOKKEEPING SERVICES. NIR - 100/MO - 0/TRADING. 3) MARK CONSULTING, LLC. NOBLESVILLE, IN. STARTED 1/2006 AS OWNER. PERFORM VARIOUS CONSULTING WORK RELATED TO ACCOUNTING, BOOK KEEPING, MANAGEMENT ADMINISTRATION ON A FEE OR PER HOUR BASIS. SPENDS 20 HR/MO, NONE DURING TRADING. 4) Mark Consulting2, LLC dba M Financial, MANAGING MEMBER, 600 E. Carmel Drive Suite 163 Carmel IN, INV REL, 12/28/2012, 160 HR/MO- 32 TRADING HR. Marketing of RR/IAR Services as well as establishing an entity for expenses 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 01/21/2017 6) MARK CONSULTING2, LLC DBA MAWYNN PEAK FINANCIAL, 600 E. Carmel Dr. Ste. 163, Carmel, IN 46032, United States, 05/2026, Owner, DBA Name, NIR, HR/MO: 160 - HR/MO TRADING: 160

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-14
  • S66 Uniform Combined State Law Examination
    2006-10-14
Designations
Other Names
  • Ray Mark
  • Raymond Mark

View on SEC IAPD

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