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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-18
NJ RA APPROVED 2024-04-26
  • NY RA
    APPROVED
    Since 2025-08-18
  • NJ RA
    APPROVED
    Since 2024-04-26

Branch Locations

1300 Avenue Of The Americas, New York City, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Staten Island NY 08/2017 06/2020
Ubs Financial Services Inc Weehawken NJ 07/2022 04/2024
Charles Schwab & Co., Inc Morristown NJ 04/2024 Present
Student Staten Island NY 08/2020 07/2022
Charles Schwab Bank Ssb Morristown NJ 04/2024 Present
Ibm Howell NJ 06/2020 08/2020
Student Freehold Township NJ 09/2013 08/2017
  • 08/2017 → 06/2020
    Student
    Staten Island, NY
  • 07/2022 → 04/2024
    Weehawken, NJ
  • 04/2024 → Present
    Morristown, NJ
  • 08/2020 → 07/2022
    Student
    Staten Island, NY
  • 04/2024 → Present
    Charles Schwab Bank Ssb
    Morristown, NJ
  • 06/2020 → 08/2020
    Ibm
    Howell, NJ
  • 09/2013 → 08/2017
    Student
    Freehold Township, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-10
  • S66 Uniform Combined State Law Examination
    2023-07-10

View on SEC IAPD

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