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5700 West 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-07-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mitchen Wealth Management, Llc | Baton Rouge | LA | 05/2022 | 10/2022 |
| Lsu Police Department | Baton Rouge | LA | 03/1999 | 08/2020 |
| Louisiana State University | Baton Rouge | LA | 08/2000 | 05/2022 |
| Avantax Investment Services Inc. | Baton Rouge | LA | 06/2022 | 08/2025 |
| Avantax Advisory Services | Baton Rouge | LA | 06/2022 | 08/2025 |
| Raymond James Financial Services Advisors, Inc. | Baton Rouge | LA | 08/2025 | 06/2026 |
| Raymond James Financial Services, Inc. | Baton Rouge | LA | 08/2025 | 06/2026 |
| First Ballot | Baton Rouge | LA | 08/2021 | Present |
| Mitchen Wealth Management | Baton Rouge | LA | 05/2022 | 06/2026 |
| Alinity Wealth Management | Baton Rouge | LA | 07/2026 | Present |
| Mariner Platform Solutions | Overland Park | KS | 07/2026 | Present |
1. Name of Business: First Ballot Enterprises, Inc. DBA Rally Cap Brewing Company Address: 11212 Pennywood Ave, Baton Rouge, LA, 70809, United States Activity Type: Business Owner Position/Title: Partner, Owner/Proprietor, Associate/Employee Investment Related: No Start Date: 09/16/2025 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Investor, bartender, and part owner 2. Alinity Wealth Management ; Investment related, Baton Rouge, LA, Offering investment services through Mariner Platform Solutions, start date; 07/2026, 160 hours per month during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-03 |
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