Alexander Sholle Kozak

Current Employers

Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-02-18
AZ	RA	APPROVED	2023-06-07

TX RA
APPROVED

Since 2025-02-18
AZ RA
APPROVED

Since 2023-06-07

Branch Locations

Sedona, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Travelquest International	Prescott	AZ	10/2014	10/2020
Second Star Games	Prescott	AZ	10/2017	10/2018
Kozak Komiks, Llc	Prescott	AZ	10/2008	Present
Alec Kozak Art	Prescott	AZ	04/2020	Present
Bottom Table Tokens	Prescott	AZ	10/2021	Present
Independent Financial Group, Llc	Sedona	AZ	05/2022	Present
Red Valley Financial	Sedona	AZ	05/2022	Present

10/2014 → 10/2020

Travelquest International

Prescott, AZ
10/2017 → 10/2018

Second Star Games

Prescott, AZ
10/2008 → Present

Kozak Komiks, Llc

Prescott, AZ
04/2020 → Present

Alec Kozak Art

Prescott, AZ
10/2021 → Present

Bottom Table Tokens

Prescott, AZ
05/2022 → Present

Independent Financial Group, Llc

Sedona, AZ
05/2022 → Present

Red Valley Financial

Sedona, AZ

Other Businesses

(1) RED VALLEY FINANCIAL POSITION: Employee NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 11/29/2022 ADDRESS: 125 Frisco Trail, Sedona AZ 86351, United States DESCRIPTION: ADMINISTRATIVE DUTIES ONLY. (2) ALECKOZAKART & BOTTOM TABLE TOKENS, LLC POSITION: Independent Contractor NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2021 ADDRESS: Prescott AZ 86301, United States DESCRIPTION: Custom artwork, painting, graphic design, laser engraving, and 3D printing. (3) CODY CARTER DISABILITY PANEL ON TRUST POSITION: Disability Panel Member NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: 602 Vista Del Cerro, Prescott AZ 86301, United States DESCRIPTION: If Cody or Mark Carter are incapacitated, unable to make decisions or act on their trust, I must confer and unanimously agree with the other Disability Panel members as to how the actions and requirements of the trust must be completed.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-06-05

S66 Uniform Combined State Law Examination

2023-06-05