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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
100 New Millennium Way, Durham, NC 27709-8204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 05/2022 | 08/2023 |
| Vacasa | Sugar Mountain | NC | 08/2020 | 05/2022 |
| Hardee'S | Boone | NC | 01/2018 | 07/2020 |
| Chapel Hill Tennis Club | Chapel Hill | NC | 06/2014 | 08/2017 |
| City Kitchen | Chapel Hill | NC | 08/2017 | 08/2018 |
| Hidden Creek Management | Boone | NC | 06/2018 | 08/2018 |
| Appalachian State University | Boone | NC | 08/2016 | 08/2020 |
| Makoto'S | Boone | NC | 08/2017 | 10/2017 |
| Fidelity Investments | Durham | NC | 10/2023 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2024-02-02 |
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