Harrison Aaron Graham

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-05-08
TX	RA	APPROVED	2026-05-08

CT RA
APPROVED

Since 2026-05-08
TX RA
APPROVED

Since 2026-05-08

Branch Locations

900 Main St South Ste 200, Southbury, CT 06488 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

900 Main Street South Ste 200, Southbury, CT 06488 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services, Inc	Dallas	TX	06/2022	05/2024
Dynamic Yachting	Coral Springs	FL	09/2015	09/2016
Mohegan Sun	Uncasville	CT	02/2018	10/2018
Savings Institute Bank & Trust	Manchester	CT	06/2018	09/2018
Three Rivers Community College	Norwich	CT	01/2019	12/2019
Fiberoptic Technologies Inc.	Pomfret	CT	06/2019	11/2019
Office Of Governor, State Of Connecticut	Hartford	CT	12/2019	08/2020
Three Rivers Community College	Norwich	CT	09/2017	05/2019
Eastern Connecticut State University	Willimantic	CT	08/2019	05/2021
Seminole State College	Sanford	FL	09/2016	08/2017
Unemployed	Brooklyn	CT	05/2021	04/2022
Munn & Morris Financial Advisors, Inc.	Dallas	TX	06/2022	03/2023
Raymond James Financial Services Advisors, Inc.	Dallas	TX	10/2022	05/2024
Munn Gray & Associates	Dallas	TX	01/2023	05/2024
Commonwealth Financial Network	Little Elm	TX	05/2024	11/2024
Meritage Financial Strategies, Llc	Glastonbury	CT	05/2024	11/2024
Kestra Advisory Services, Llc	Southbury	CT	11/2024	05/2026
Kestra Investment Services, Llc	Southbury	CT	11/2024	05/2026
Lpl Financial	Soutbury	CT	05/2026	Present

06/2022 → 05/2024

Raymond James Financial Services, Inc

Dallas, TX
09/2015 → 09/2016

Dynamic Yachting

Coral Springs, FL
02/2018 → 10/2018

Mohegan Sun

Uncasville, CT
06/2018 → 09/2018

Savings Institute Bank & Trust

Manchester, CT
01/2019 → 12/2019

Three Rivers Community College

Norwich, CT
06/2019 → 11/2019

Fiberoptic Technologies Inc.

Pomfret, CT
12/2019 → 08/2020

Office Of Governor, State Of Connecticut

Hartford, CT
09/2017 → 05/2019

Three Rivers Community College

Norwich, CT
08/2019 → 05/2021

Eastern Connecticut State University

Willimantic, CT
09/2016 → 08/2017

Seminole State College

Sanford, FL
05/2021 → 04/2022

Unemployed

Brooklyn, CT
06/2022 → 03/2023

Munn & Morris Financial Advisors, Inc.

Dallas, TX
10/2022 → 05/2024

Raymond James Financial Services Advisors, Inc.

Dallas, TX
01/2023 → 05/2024

Munn Gray & Associates

Dallas, TX
05/2024 → 11/2024

Commonwealth Financial Network

Little Elm, TX
05/2024 → 11/2024

Meritage Financial Strategies, Llc

Glastonbury, CT
11/2024 → 05/2026

Kestra Advisory Services, Llc

Southbury, CT
11/2024 → 05/2026

Kestra Investment Services, Llc

Southbury, CT
05/2026 → Present

Lpl Financial

Soutbury, CT

Previous Registrations

2024-11-25 → 2026-05-13

Kestra Advisory Services, Llc

Southbury, CT

Austin, TX
2024-05-16 → 2024-11-22

Commonwealth Financial Network

Glastonbury, CT

Guilford, CT
2022-10-11 → 2024-05-21

Raymond James Financial Services Advisors, Inc

Dallas, TX

Dallas, TX

Other Businesses

1. 05/2026 - Tru Compass Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Oxford, CT, 06478 - OBA Start Date: 05/08/2026 2. 05/2026 - Harrison Graham - Real Estate Rental - Inv Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Little Elm, TX, 75068 - OBA Start Date: 05/01/2024

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-09-23

S66 Uniform Combined State Law Examination

2022-09-23

Designations

View on SEC IAPD