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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-08-18
NY RA APPROVED 2025-08-18
  • NJ RA
    APPROVED
    Since 2025-08-18
  • NY RA
    APPROVED
    Since 2025-08-18

Branch Locations

1 New York Plaza Wm Ops, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc New York NY 05/2022 Present
Royal Bank Of Canada Capital Markets London 11/2011 04/2021
Unemployed Scotch Plains NJ 04/2021 05/2022
  • 05/2022 → Present
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 11/2011 → 04/2021
    Royal Bank Of Canada Capital Markets
    London
  • 04/2021 → 05/2022
    Unemployed
    Scotch Plains, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-16
  • S66 Uniform Combined State Law Examination
    2025-08-16

View on SEC IAPD

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