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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-03-26 |
Branch Locations
Swampscott, MA • United States
260 Franklin St. Suite 810, Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
Chaisson's Cove HOA; not investment related; Swampscott, MA; HOA; trustee for condo board; start date Aug, 2025; 3 hrs/ month, 0 during trading hours; trustee and treasurer
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-22 |
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