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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-23 |
| MN | RA | APPROVED | 2026-01-23 |
Branch Locations
555 Veterans Blvd Suite 100, Redwood City, CA 94063 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mark Heurung | Minneapolis | MN | 01/2024 | 10/2024 |
| Minnesota Autism Center | Minnetonka | MN | 03/2023 | 01/2024 |
| Mark Heurung | Minneapolis | MN | 05/2022 | 03/2023 |
| Cbiz Insurance Services Inc | Minneapolis | MN | 06/2019 | 05/2022 |
| Arthur J Gallagher | Bloomington | MN | 10/2016 | 06/2019 |
| Grainger | Bloomington | MN | 11/2014 | 10/2016 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2024 | 11/2025 |
| Northwestern Mutual Investment Services Llc | Minneapolis | MN | 10/2024 | 11/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2025 | 11/2025 |
| Lpl Financial Llc | Lakeville | MN | 12/2025 | Present |
| Stratos Wealth Partners, Ltd. | Lakeville | MN | 01/2026 | Present |
1-12/2025 / Pettinelli Financial Partners / DBA for LPL Business (entity for LPL business) / Inv Rltd / 160 hrs mnth / 130 hrs during trading / at rprt loc / start 12/01/2025 2-12/2025 / Stratos Wealth Partners / DBA for LPL Business (entity for LPL business) / Inv Rltd / 160 hrs mnth / 130 hr during trading / at rprt loc / start 12/01/2025 3- 02/04/2026 - Stratos Wealth Partners - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 12/01/2025 - 160 hours per month/ 130 hours during trading - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 2/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 02/04/2026 - Pettinelli Financial Partners - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 12/01/2025 - 160 hours per month/ 130 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 2025-01-09 |
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