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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-18
KS RA APPROVED 2024-01-08
MO RA APPROVED 2023-08-16
  • TX RA
    APPROVED
    Since 2024-01-18
  • KS RA
    APPROVED
    Since 2024-01-08
  • MO RA
    APPROVED
    Since 2023-08-16

Branch Locations

100 S. Broadway St,, Pittsburg, KS 66762 • United States

137 West Maple Street, Columbus, KS 66725 • United States

1311 S Madison St, Webb City, MO 64870 • United States

5314 S Yale Ave, Ste 100, Tulsa, OK 74135 • United States

1001 North West 63Rd Street, Oklahoma City, OK 73116 • United States

89 Main St, Cassville, MO 65625 • United States

2005 E 21St, Suite 200, Tulsa, OK 74114 • United States

1820 E 20Th St, Joplin, MO 64804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First United Bank & Trust Durant OK 09/2017 09/2019
Commerce Bank Cape Girardeau MO 09/2019 04/2022
Commerce Brokerage Services Cape Girardeau MO 04/2022 08/2023
Southeastern Oklahoma State University Durant OK 05/2015 09/2017
Lpl Financial Llc Pittsburg KS 08/2023 Present
  • 09/2017 → 09/2019
    First United Bank & Trust
    Durant, OK
  • 09/2019 → 04/2022
    Commerce Bank
    Cape Girardeau, MO
  • 04/2022 → 08/2023
    Commerce Brokerage Services
    Cape Girardeau, MO
  • 05/2015 → 09/2017
    Southeastern Oklahoma State University
    Durant, OK
  • 08/2023 → Present
    Pittsburg, KS
Previous Registrations
  • 2023-02-21 → 2023-08-16
    Commerce Brokerage Services, Inc.
    Cape Girardeau, MO
    St. Louis, MO
Other Businesses

1. 03/28/2023 - Commerce Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 03/28/2023 - Public Notary - Investment Related - At Reported Business Location(s) - Notary - Start Date 05/01/2021 - 0 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-03
  • S66 Uniform Combined State Law Examination
    2023-02-03

View on SEC IAPD

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