Emily Pistone

Wells Fargo Clearing Services, LLC

Short Hills, NJ

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-11-07
NJ	RA	APPROVED	2025-11-05

TX RA
APPROVED

Since 2025-11-07
NJ RA
APPROVED

Since 2025-11-05

Branch Locations

51 John F Kennedy Pkwy 5Th Fl Office Center At Short Hills, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Short Hills	NJ	11/2022	Present
Ubs Financial Services	New York	NY	05/2022	11/2022
Signature Bank	New York	NY	10/2020	05/2022
Jpmorgan Chase	New York	NY	09/2018	10/2022
Td Bank	New York	NY	07/2013	08/2018

11/2022 → Present

Wells Fargo Clearing Services, Llc

Short Hills, NJ
05/2022 → 11/2022

Ubs Financial Services

New York, NY
10/2020 → 05/2022

Signature Bank

New York, NY
09/2018 → 10/2022

Jpmorgan Chase

New York, NY
07/2013 → 08/2018

Td Bank

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-01

S66 Uniform Combined State Law Examination

2025-11-01

View on SEC IAPD

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Other Offices

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J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ

UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ

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