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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-01-03
  • NJ RA
    APPROVED
    Since 2023-01-03

Branch Locations

100 Century Pkwy Suit 130, Mount Laurel, NJ 08054 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Browns Mills, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services, Inc. Fort Worth TX 05/2022 01/2023
United States Air Force Jbmdl NJ 06/2001 10/2022
First Command Brokerage Services, Inc. Fort Worth TX 01/2023 Present
First Command Advisory Services, Inc. Fort Worth TX 01/2023 Present
First Command Insurance Services, Inc. Fort Worth TX 01/2023 Present
  • 05/2022 → 01/2023
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 06/2001 → 10/2022
    United States Air Force
    Jbmdl, NJ
  • 01/2023 → Present
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 01/2023 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 01/2023 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
Other Businesses

Name of the other business: American Legion Whether the business is investment-related: No Address of the other business: 39 Fort Dix Rd, Pemberton, NJ 08068 Nature of the other business: Board Membership Your position, title, or relationship with the other business: House Committee Member The start date of your relationship: Jul 01, 2025 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: As a house committee member I vote on and assist the American Legion Post 294 with the building and its upkeep. We are also in place for any disciplinary actions for members and council.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-16
  • S66 Uniform Combined State Law Examination
    2022-12-16

View on SEC IAPD

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