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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-10-11
TX RA APPROVED 2022-10-11
  • KS RA
    APPROVED
    Since 2022-10-11
  • TX RA
    APPROVED
    Since 2022-10-11

Branch Locations

201 South Main, Ulysses, KS 67880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Grant County Bank Ulysses KS 04/2022 Present
Frontline Management, Llc Lafayette CO 11/2018 04/2021
Lifepoint Health Dodge City KS 06/2021 04/2022
Sabbatical/Unemployed Dodge City KS 04/2021 05/2021
Conestoga Energy Partners Liberal KS 09/2018 11/2018
Student/Unemployed Liberal KS 08/2018 09/2018
Department Of State Miami FL 06/2018 07/2018
Fort Hays State University Hays KS 07/2016 06/2018
Cetera Investment Services Llc St Cloud MN 04/2022 Present
Cetera Investment Advisers Llc Ulysses KS 10/2022 Present
  • 04/2022 → Present
    Grant County Bank
    Ulysses, KS
  • 11/2018 → 04/2021
    Frontline Management, Llc
    Lafayette, CO
  • 06/2021 → 04/2022
    Lifepoint Health
    Dodge City, KS
  • 04/2021 → 05/2021
    Sabbatical/Unemployed
    Dodge City, KS
  • 09/2018 → 11/2018
    Conestoga Energy Partners
    Liberal, KS
  • 08/2018 → 09/2018
    Student/Unemployed
    Liberal, KS
  • 06/2018 → 07/2018
    Department Of State
    Miami, FL
  • 07/2016 → 06/2018
    Fort Hays State University
    Hays, KS
  • 04/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 10/2022 → Present
    Ulysses, KS
Other Businesses

1.) PRESIDENT OF KIWANIS CLUB OF ULYSSES; 1 HR/WK;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-10
S63 Uniform Securities Agent State Law Examination 2022-05-23
  • S66 Uniform Combined State Law Examination
    2022-10-10
  • S63 Uniform Securities Agent State Law Examination
    2022-05-23
Other Names
  • Marcia Janzen
  • Marcy Janzen
  • Mali Swann

View on SEC IAPD

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