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Maxwell Shambaugh Balbin

Pacific Excel Wealth Advisors, Inc.

Walnut Creek, CA

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Current Employers
Pacific Excel Wealth Advisors, Inc.

925 Ygnacio Valley Rd. Ste 200, Walnut Creek, CA 94596 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-27
  • CA RA
    APPROVED
    Since 2026-08-27

Branch Locations

925 Ygnacio Valley Rd. Ste 200, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Walnut Creek CA 04/2023 05/2025
Student Moraga CA 06/2021 09/2022
Langan Engineering And Environmental Services Oakland CA 06/2018 05/2021
Aecom Oakland CA 07/2015 06/2018
Thrivent Investment Management Inc. Walnut Creek CA 05/2025 08/2026
Pacific Excel Wealth Advisors, Inc. Walnut Creek CA 08/2026 Present
Rbc Capital Markets, Llc Walnut Creej CA 04/2022 04/2023
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-16
  • S66 Uniform Combined State Law Examination
    2023-06-16
Other Names
  • Maxwell Balbin

View on SEC IAPD

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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
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