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Sean Fleming

Charles Schwab & Co., Inc.

Tulsa, OK

Oklahoma City, OK

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-03-09
  • OK RA
    APPROVED
    Since 2026-03-09

Branch Locations

2005 East 21St Street Suite 100, Tulsa, OK 74104 • United States

13710 N. Pennsylvania Ave Suite 2, Oklahoma City, OK 73134-6030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Oklahoma City OK 06/2022 Present
Gulfstream Coach Inc Nappanee IN 09/2020 10/2020
Liberty Mutual Mishawaka IN 08/2015 08/2020
T-Mobile Bellevue WA 06/2021 05/2022
Unemployed Mishawaka IN 11/2020 06/2021
Charles Schwab Bank, Ssb Oklahoma City OK 07/2025 Present
  • 06/2022 → Present
    Charles Schwab & Co., Inc
    Oklahoma City, OK
  • 09/2020 → 10/2020
    Gulfstream Coach Inc
    Nappanee, IN
  • 08/2015 → 08/2020
    Liberty Mutual
    Mishawaka, IN
  • 06/2021 → 05/2022
    T-Mobile
    Bellevue, WA
  • 11/2020 → 06/2021
    Unemployed
    Mishawaka, IN
  • 07/2025 → Present
    Charles Schwab Bank, Ssb
    Oklahoma City, OK
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-09
S63 Uniform Securities Agent State Law Examination 2023-04-10
  • S66 Uniform Combined State Law Examination
    2026-03-09
  • S63 Uniform Securities Agent State Law Examination
    2023-04-10
Other Names
  • Sean C Fleming
  • Sean Fleming
  • Sean Curtis Fleming

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Tulsa, OK
OAK CREEK PRIVATE WEALTH MANAGEMENT LLC · TULSA, OK
PINNACLE INVESTMENT ADVISORS · TULSA, OK
NATIVE AMERICAN FUND ADVISORS LLC · TULSA, OK
AMERITAS ADVISORY SERVICES, LLC · TULSA, OK
ARVEST WEALTH MANAGEMENT · Tulsa, OK
PRESCOTT GROUP CAPITAL MANAGEMENT L.L.C. · TULSA, OK
KQ WEALTH MANAGEMENT LLC · TULSA, OK

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