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Jose M Lopez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Colleyville, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-16
  • TX RA
    APPROVED
    Since 2026-06-16

Branch Locations

3908 Glade Rd, Colleyville, TX 76034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ac Lawn Service Fort Worth TX 01/2017 03/2022
Kumon Fort Worth TX 08/2016 05/2017
Fidelity Investments Westlake TX 04/2022 07/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lewisville TX 05/2026 Present
Unemployed Northlake TX 07/2025 05/2026
Bank Of America, N.A. Lewisville TX 07/2026 Present
  • 01/2017 → 03/2022
    Ac Lawn Service
    Fort Worth, TX
  • 08/2016 → 05/2017
    Kumon
    Fort Worth, TX
  • 04/2022 → 07/2025
    Fidelity Investments
    Westlake, TX
  • 05/2026 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Lewisville, TX
  • 07/2025 → 05/2026
    Unemployed
    Northlake, TX
  • 07/2026 → Present
    Bank Of America, N.A.
    Lewisville, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-17
S63 Uniform Securities Agent State Law Examination 2022-09-27
  • S65 Uniform Investment Adviser Law Examination
    2026-01-17
  • S63 Uniform Securities Agent State Law Examination
    2022-09-27
Other Names
  • Jose Manuel Lopez
  • Jose Lopez

View on SEC IAPD

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