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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-05 |
| TX | RA | APPROVED | 2024-04-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cullen Douglass | Nashville | TN | 04/2022 | 06/2022 |
| Unemployed | Murfreesboro | TN | 09/2021 | 03/2022 |
| Alumni Hall | Murfreesboro | TN | 11/2019 | 03/2020 |
| Unemployed | Murfreesboro | TN | 09/2019 | 10/2019 |
| Mtsu Campus Recreation | Murfreesboro | TN | 06/2013 | 08/2019 |
| The Baskin Firm Pllc | Brentwood | TN | 05/2021 | 08/2021 |
| Northwestern Mutual Investment Services Llc | Nashville | TN | 05/2022 | 07/2023 |
| Cullen Douglass | Nashville | TN | 06/2022 | 07/2023 |
| Rbc Capital Markets, Llc | San Francisco | CA | 09/2023 | 03/2024 |
| J.P. Morgan Securities Llc | San Francisco | CA | 03/2024 | Present |
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 03/2024 | Present |
| Unemployed | Murfreesboro | TN | 04/2020 | 04/2021 |
| Unemployed | Nashville | TN | 08/2023 | 08/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-28 |
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