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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-30
CA RA APPROVED 2022-08-01
  • TX RA
    APPROVED
    Since 2022-08-30
  • CA RA
    APPROVED
    Since 2022-08-01

Branch Locations

333 S Hope St, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 04/2022 Present
Bank Of America N.A. Los Angeles CA 04/2022 Present
Western Asset Management Pasadena CA 07/2021 02/2022
Warner Bros. Entertainment Burbank CA 06/2020 08/2020
Dc Entertainment Burbank CA 06/2019 08/2019
Warner Bros. Entertainment Burbank CA 06/2018 08/2018
Warner Bros. Entertainment Burbank CA 06/2017 08/2017
University Of California, Berkeley Berkeley CA 08/2017 05/2021
Choczero Inc. Fullerton CA 03/2021 06/2021
Unemployed South Pasadena CA 02/2022 04/2022
South Pasadena High School South Pasadena CA 04/2014 06/2017
  • 04/2022 → Present
    Los Angeles, CA
  • 04/2022 → Present
    Bank Of America N.A.
    Los Angeles, CA
  • 07/2021 → 02/2022
    Western Asset Management
    Pasadena, CA
  • 06/2020 → 08/2020
    Warner Bros. Entertainment
    Burbank, CA
  • 06/2019 → 08/2019
    Dc Entertainment
    Burbank, CA
  • 06/2018 → 08/2018
    Warner Bros. Entertainment
    Burbank, CA
  • 06/2017 → 08/2017
    Warner Bros. Entertainment
    Burbank, CA
  • 08/2017 → 05/2021
    University Of California, Berkeley
    Berkeley, CA
  • 03/2021 → 06/2021
    Choczero Inc.
    Fullerton, CA
  • 02/2022 → 04/2022
    Unemployed
    South Pasadena, CA
  • 04/2014 → 06/2017
    South Pasadena High School
    South Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-29
  • S66 Uniform Combined State Law Examination
    2022-07-29
Other Names
  • Leaf Hou

View on SEC IAPD

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