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655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-03-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waukee High School | Waukee | IA | 08/2013 | 05/2017 |
| Sophia University | Tokyo | 04/2019 | 07/2019 | |
| Iowa State University | Ames | IA | 08/2017 | 05/2021 |
| Hy-Vee | West Des Moines | IA | 05/2016 | 07/2021 |
| Iowa Department Of Public Health | Des Moines | IA | 07/2021 | 02/2022 |
| Principal Life Insurance Company | Des Moines | IA | 03/2022 | Present |
| Principal Securities Inc | Des Moines | IA | 05/2022 | Present |
| Principal Advised Services | Des Moines | IA | 03/2024 | Present |
PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/11/2024 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2022-06-03 |
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