Dylan James Lindsay

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-09-01

CA RA
APPROVED

Since 2023-09-01

Branch Locations

Carlsbad, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Legoland Ca	Carlsbad	CA	12/2016	08/2017
Eureka!	Carlsbad	CA	05/2019	08/2019
Omni La Costa Resort And Spa	Carlsbad	CA	06/2018	09/2019
Cardiff Classics	Encinitas	CA	02/2019	02/2019
Aztec Shops - Juice It Up	San Diego	CA	09/2017	04/2018
San Diego State University	San Diego	CA	08/2015	12/2019
Lakewood Builders	San Diego	CA	06/2019	08/2025
Sagepoint Financial, Inc.	Carlsbad	CA	05/2022	09/2023
Osaic Wealth, Inc.	Carlsbad	CA	09/2023	Present
Sea Breeze Builders	Carlsbad	CA	08/2025	Present

12/2016 → 08/2017

Legoland Ca

Carlsbad, CA
05/2019 → 08/2019

Eureka!

Carlsbad, CA
06/2018 → 09/2019

Omni La Costa Resort And Spa

Carlsbad, CA
02/2019 → 02/2019

Cardiff Classics

Encinitas, CA
09/2017 → 04/2018

Aztec Shops - Juice It Up

San Diego, CA
08/2015 → 12/2019

San Diego State University

San Diego, CA
06/2019 → 08/2025

Lakewood Builders

San Diego, CA
05/2022 → 09/2023

Sagepoint Financial, Inc.

Carlsbad, CA
09/2023 → Present

Osaic Wealth, Inc.

Carlsbad, CA
08/2025 → Present

Sea Breeze Builders

Carlsbad, CA

Previous Registrations

2023-08-01 → 2023-09-01

Osaic Services, Inc.

Carlsbad, CA

Other Businesses

SEA BREEZE BUILDERS POSITION: Owner NATURE: LLC - General Contracting INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 20 START DATE: 08/01/2025 ADDRESS: 4012 Aguila St, Apt B, Carlsbad CA 92008, United States DESCRIPTION: Coordinating general contracting activities.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-07-31

S66 Uniform Combined State Law Examination

2023-07-31

View on SEC IAPD