Na Li

Citigroup Global Markets Inc.

Fountain Valley, CA

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Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-10-06

CA RA
APPROVED

Since 2022-10-06

Branch Locations

Irvine, CA • United States

Irvine, CA • United States

Citi Wealth Management, Sales 17400 Brookhurst St. Suite 200, Fountain Valley, CA 92708 • United States

Citi Retail Banking 3996 Barranca Parkway, Suite 130, Irvine, CA 92606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup	Irvine	CA	06/2022	Present
Citibank	Irvine	CA	01/2019	06/2022
Unemployed	Rowland Heights	CA	09/2015	12/2018

06/2022 → Present

Citigroup

Irvine, CA
01/2019 → 06/2022

Citibank

Irvine, CA
09/2015 → 12/2018

Unemployed

Rowland Heights, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-03-11

S66 Uniform Combined State Law Examination

2022-03-11

View on SEC IAPD

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