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2402 Abbey Court, Alpharetta, GA 30004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-02-21 |
| GA | RA | APPROVED | 2024-12-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Security Service Federal Credi | Broomfield | CO | 09/2015 | 12/2017 |
| Isle Casino | Blackhawk | CO | 12/2017 | 02/2019 |
| Ameristar Casino | Blackhawk | CO | 02/2019 | 09/2020 |
| Unemployed | Lakewood | CO | 09/2020 | 10/2021 |
| Monarch Casino | Blackhawk | CO | 10/2021 | 03/2022 |
| Unemployed | Lakewood | CO | 03/2022 | 07/2022 |
| Charles Schwab & Co., Inc. | Lakewood | CO | 07/2022 | 08/2024 |
| Stonex Securities Inc. | Alpharetta | GA | 09/2024 | Present |
| C G Maton Advisory, Inc. | Alpharetta | GA | 09/2024 | 03/2025 |
| Cg Maton Advisory, Inc. | Alpharetta | GA | 03/2025 | Present |
CG Maton Agency Inc.; NOT investment related; 2402 Abbey Ct, Alpharetta GA 30004; This business is set up to manage the payroll for clerical duties relating to the RIA; broker's assistant; 10/1/2024; 160 hrs/month - 120 hrs/month during trading hours; research
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-14 |
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