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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-28
  • TX RA
    APPROVED
    Since 2023-02-28

Branch Locations

7300 N Macarthur Blvd, Irving, TX 75063 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Frisco TX 08/2022 10/2022
New York Life Insurance Co Frisco TX 05/2022 10/2022
Dallas Area Rapid Transit Dallas TX 02/2020 05/2022
Abound Systems Inc Little Elm TX 05/2005 12/2019
Dallas Area Rapid Transit Dallas TX 08/2022 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 11/2022 Present
Bank Of America N.A. Dallas TX 11/2022 Present
Aflac Dallas TX 11/2021 05/2022
Preeminent Technologies Dallas TX 01/2021 05/2022
  • 08/2022 → 10/2022
    Nylife Securities Llc
    Frisco, TX
  • 05/2022 → 10/2022
    New York Life Insurance Co
    Frisco, TX
  • 02/2020 → 05/2022
    Dallas Area Rapid Transit
    Dallas, TX
  • 05/2005 → 12/2019
    Abound Systems Inc
    Little Elm, TX
  • 08/2022 → Present
    Dallas Area Rapid Transit
    Dallas, TX
  • 11/2022 → Present
    Dallas, TX
  • 11/2022 → Present
    Bank Of America N.A.
    Dallas, TX
  • 11/2021 → 05/2022
    Aflac
    Dallas, TX
  • 01/2021 → 05/2022
    Preeminent Technologies
    Dallas, TX
Other Businesses

[Dallas Area Rapid Transit; Driving a bus; start 08/2022; Dallas, TX,75220; wages; 10 hours per month, 0 hours during securities trading hours; non-investment related] I*1932257, Entity Type Entity For Profit, Name of OBA: Abound Systems LLC Address: Lewisville Texas 75056 Investment Related: No Position, Title, Association: General Partner/Managing Member,Other Employee Start Date: 08/16/2016No Hours: 0 No Hours during trading: 0 Duties: Software Company. The Entity is closed. I was in Sales as a Business Development Manager for this Entity when it was active I*1932258, Entity Type Entity For Profit, Name of OBA: Aj Samyu Transportation LLC Address: LewisvilleTexas 75056 Investment Related: No Position, Title, Association: General Partner/Managing Member, Other Employee Start Date: 10/26/2018No Hours: 0 No Hours during trading: 0 Duties: Rental Cars through an App called Turo I*1931257, Entity Type Entity For Profit, Name of OBA: SPSV Enterprises LLC Address: LewisvilleTexas 75056 Investment Related: No Position, Title, Association: General Partner/Managing Member, Other Employee Start Date:10/11/2017 No Hours:0 No Hours during trading: 0 Duties:Real Estate Properties. They are all Single family homes rented to tenants in Dallas. I do not provide any duties to this company

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-24
  • S66 Uniform Combined State Law Examination
    2023-02-24
Other Names
  • P S Mahendra

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