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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-09-05
  • AR RA
    APPROVED
    Since 2025-09-05

Branch Locations

2003 S. Horsebarn Rd. Ste. 4, Rogers, AR 72758 • United States

3101 South 70Th Street, Fort Smith, AR 72903 • United States

200 West Capitol Ave. Suite 1700, Little Rock, AR 72201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Landmark Plc, Certified Public Accountants Little Rock AR 03/2006 Present
Avantax Advisory Services Little Rock AR 12/2022 09/2025
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 03/2006 → Present
    Landmark Plc, Certified Public Accountants
    Little Rock, AR
  • 12/2022 → 09/2025
    Avantax Advisory Services
    Little Rock, AR
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2023-05-15 → 2025-09-05
    Avantax Advisory Services
    Dallas, TX
    Little Rock, AR
    Little Rock, AR
    Russellville, AR
    Fort Smith, AR
    Rogers, AR
Other Businesses

1)ACANSA ARTS FESTIVAL POSITION: Board member NATURE: The nonprofit organization is a visual and performing arts festival dedicated to engaging the community and enriching the lives through education of the arts including camps for children. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 413 A Main Street, North Little Rock AR 72114, United States DESCRIPTION: I'm a board member so approve overall direction of the organization, volunteer and support the events as well as sitting on the finance committee. The finance committee helps set up the overall budget then obtains approval from the board and reviews in detail the financial statements and provides guidance. 2)HELPING HURTING HEARTS, INC. POSITION: Treasurer NATURE: This is a nonprofit organization that helps with Christian grief, personal struggles. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2012 ADDRESS: 259 Summit Valley Circle, Maumelle AR 72113, United States DESCRIPTION: Provide guidance to the executive director in the direction of the nonprofit organization. Approve budget, financial statements and approve the executive directors monthly expense reimbursement request 3)ALABAMA SOCIETY OF CPAS POSITION: Partners In Peer Review Committee Member NATURE: ASCPAs is an society for CPAs and related firms in Alabama to provide assistance. In addition, they are an administering entity for the AICPA Peer Review Program. I'm a committee member of this administering entity. CPAs review the work of other CPA firms and then the committee accepts the report of the peer reviewer and provides oversight of any compliance work that may be found deficient by the reviewed firm. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 04/12/2021 ADDRESS: 1041 Longfield Court, Montgomery AL 36117, United States DESCRIPTION: As a committee member of the report acceptance body I accept the work of the peer reviewers as described above. We can ask the peer reviewer to review more work on the reviewed firm and can required a reviewed firm to take correction action on any deficiencies if the accounting and auditing work they perform. 4)LANDMARK PLC, CERTIFIED PUBLIC ACCOUNTANTS POSITION: Partner NATURE: This is a Certified Public Accounting firm. I'm a member of the Firm. We offer tax, audit, and accounting services to a broad range of clients including individual, trust, nonprofit, governmental, partnerships, corporations, LLC, subchapter S Corporations INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 03/06/2006 ADDRESS: 201 E. Markham Suite 500, Little Rock AR 72201, United States DESCRIPTION: I'm a member. I'm in charge of administrative functions, also I conduct audits, prepare tax returns and oversee bond compliance of our clients. My administrative functions include making decisions on hiring, firing, promotions and salaries for employees. Decisions regarding audit methodology and quality control procedures, decision on maintenance of IT and office. Approving invoices for payment and billing clients.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-15
  • S65 Uniform Investment Adviser Law Examination
    2023-05-15
Other Names
  • Sherry Lynn Guest
  • Sherry Guest Chesser
  • Sherry L Chesser
  • Sherry Chesser

View on SEC IAPD

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