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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-09-05 |
Branch Locations
2003 S. Horsebarn Rd. Ste. 4, Rogers, AR 72758 • United States
3101 South 70Th Street, Fort Smith, AR 72903 • United States
200 West Capitol Ave. Suite 1700, Little Rock, AR 72201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Landmark Plc, Certified Public Accountants | Little Rock | AR | 03/2006 | Present |
| Avantax Advisory Services | Little Rock | AR | 12/2022 | 09/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1)ACANSA ARTS FESTIVAL POSITION: Board member NATURE: The nonprofit organization is a visual and performing arts festival dedicated to engaging the community and enriching the lives through education of the arts including camps for children. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 413 A Main Street, North Little Rock AR 72114, United States DESCRIPTION: I'm a board member so approve overall direction of the organization, volunteer and support the events as well as sitting on the finance committee. The finance committee helps set up the overall budget then obtains approval from the board and reviews in detail the financial statements and provides guidance. 2)HELPING HURTING HEARTS, INC. POSITION: Treasurer NATURE: This is a nonprofit organization that helps with Christian grief, personal struggles. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2012 ADDRESS: 259 Summit Valley Circle, Maumelle AR 72113, United States DESCRIPTION: Provide guidance to the executive director in the direction of the nonprofit organization. Approve budget, financial statements and approve the executive directors monthly expense reimbursement request 3)ALABAMA SOCIETY OF CPAS POSITION: Partners In Peer Review Committee Member NATURE: ASCPAs is an society for CPAs and related firms in Alabama to provide assistance. In addition, they are an administering entity for the AICPA Peer Review Program. I'm a committee member of this administering entity. CPAs review the work of other CPA firms and then the committee accepts the report of the peer reviewer and provides oversight of any compliance work that may be found deficient by the reviewed firm. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 04/12/2021 ADDRESS: 1041 Longfield Court, Montgomery AL 36117, United States DESCRIPTION: As a committee member of the report acceptance body I accept the work of the peer reviewers as described above. We can ask the peer reviewer to review more work on the reviewed firm and can required a reviewed firm to take correction action on any deficiencies if the accounting and auditing work they perform. 4)LANDMARK PLC, CERTIFIED PUBLIC ACCOUNTANTS POSITION: Partner NATURE: This is a Certified Public Accounting firm. I'm a member of the Firm. We offer tax, audit, and accounting services to a broad range of clients including individual, trust, nonprofit, governmental, partnerships, corporations, LLC, subchapter S Corporations INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 03/06/2006 ADDRESS: 201 E. Markham Suite 500, Little Rock AR 72201, United States DESCRIPTION: I'm a member. I'm in charge of administrative functions, also I conduct audits, prepare tax returns and oversee bond compliance of our clients. My administrative functions include making decisions on hiring, firing, promotions and salaries for employees. Decisions regarding audit methodology and quality control procedures, decision on maintenance of IT and office. Approving invoices for payment and billing clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-15 |
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