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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-14 |
| TX | RA | APPROVED_RES | 2026-01-14 |
Branch Locations
444 South Flower Street,34Th Floor, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alex Brown, Raymond James & Associates, Inc. | Los Angeles | CA | 04/2022 | 12/2025 |
| State Street Corporation | Boston | MA | 03/2020 | 03/2021 |
| Neon Liberty Capital Management | New York | NY | 01/2019 | 06/2019 |
| Amundi Pioneer Asset Management | Boston | MA | 01/2018 | 06/2018 |
| N/A | Almaty | 01/2010 | 12/2017 | |
| N/A | Boston | MA | 07/2019 | 03/2020 |
| N/A | Boston | MA | 07/2018 | 12/2018 |
| N/A | Boston | MA | 03/2021 | 04/2022 |
| Contemporary Services Corporation (Csc) | Torrance | CA | 10/2023 | 12/2023 |
| Morgan Stanley | Los Angeles | CA | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-20 |
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