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Ethan Shiers Hammond

Hightower Advisors, LLC

Westport, CT

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-02-10
  • CT RA
    APPROVED
    Since 2025-02-10

Branch Locations

257 Riverside Avenue 2Nd Floor, Westport, CT 06880 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Empower Financial Services, Inc Greenwood Village CO 07/2024 12/2024
Hightower Advisors New York NY 06/2023 08/2023
High School/College Portland ME 09/2013 05/2024
Hightower Advisors, Llc Westport CT 01/2025 Present
  • 07/2024 → 12/2024
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 06/2023 → 08/2023
    Hightower Advisors
    New York, NY
  • 09/2013 → 05/2024
    High School/College
    Portland, ME
  • 01/2025 → Present
    Hightower Advisors, Llc
    Westport, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-10
S63 Uniform Securities Agent State Law Examination 2024-08-29
  • S65 Uniform Investment Adviser Law Examination
    2025-02-10
  • S63 Uniform Securities Agent State Law Examination
    2024-08-29
Other Names
  • Ethan Hammond

View on SEC IAPD

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