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Trinity Joyce Plunk

Advisors Asset Management, Inc.

Cedarburg, WI

Lisle, IL

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Current Employers
Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-05-20
  • WI RA
    APPROVED
    Since 2024-05-20

Branch Locations

Cedarburg, WI • United States

4343 Commerce Court Suite 214, Lisle, IL 60532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Cedarburg WI 05/2003 05/2018
Target Grafton WI 05/2018 05/2021
Direct Supply Milwaukee WI 08/2021 04/2022
Advisors Asset Management, Inc Monument CO 04/2022 Present
  • 05/2003 → 05/2018
    Unemployed
    Cedarburg, WI
  • 05/2018 → 05/2021
    Target
    Grafton, WI
  • 08/2021 → 04/2022
    Direct Supply
    Milwaukee, WI
  • 04/2022 → Present
    Advisors Asset Management, Inc
    Monument, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-17
  • S66 Uniform Combined State Law Examination
    2024-05-17

View on SEC IAPD

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