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Current Employers
Aligne Wealth Advisors Investment Management (Awaim)

1801 Century Park East Suite 1440, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-02-21
CA RA APPROVED 2023-07-06
  • LA RA
    APPROVED
    Since 2025-02-21
  • CA RA
    APPROVED
    Since 2023-07-06

Branch Locations

1801 Century Park East Suite 1440, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Academy Of Pediatric Neuropsychology Long Beach CA 07/2019 03/2020
Aligne Wealth Advisors Investment Management Los Angeles CA 04/2022 Present
Cerritos High School Cerritos CA 08/2014 06/2017
University Of California, Irvine Irvine CA 09/2017 03/2021
Topco Insurance Agency Alhambra CA 08/2020 09/2021
M.A.D Dance & Music Irvine CA 04/2021 03/2022
Lpl Financial Los Angeles CA 06/2022 09/2025
The Language Experts Newport Beach CA 10/2020 03/2021
  • 07/2019 → 03/2020
    American Academy Of Pediatric Neuropsychology
    Long Beach, CA
  • 04/2022 → Present
    Aligne Wealth Advisors Investment Management
    Los Angeles, CA
  • 08/2014 → 06/2017
    Cerritos High School
    Cerritos, CA
  • 09/2017 → 03/2021
    University Of California, Irvine
    Irvine, CA
  • 08/2020 → 09/2021
    Topco Insurance Agency
    Alhambra, CA
  • 04/2021 → 03/2022
    M.A.D Dance & Music
    Irvine, CA
  • 06/2022 → 09/2025
    Lpl Financial
    Los Angeles, CA
  • 10/2020 → 03/2021
    The Language Experts
    Newport Beach, CA
Other Businesses

AWAIM investment-related Los Angeles, CA RIA IAR 06/2023 AWAIM (HK) LIMITED; Position: Portfolio Operations; Investment related: Yes; Location: Room 122, 12/F, New Henry House Central District Hong Kong SAR China; Description: AWAIM (HK) LIMITED is a Participating Affiliate to ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM).; Start date: 2026-03-06; Hours per month devoted to business during trading hours: 1; Hours per month devoted to business outside trading hours: 3; Percentage of total yearly compensation expected to be derived from the business: 10; Contact person at the organization: Ivan ILLAN; Website address for the organization: https://www.awaim.hk/.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-23
  • S66 Uniform Combined State Law Examination
    2023-05-23
Other Names
  • Sharon Zhang

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