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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-01 |
| CA | RA | APPROVED | 2022-12-06 |
Branch Locations
10877 Wilshire Blvd Ste 1700, Los Angeles, CA 90024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc ( | Los Angeles | CA | 04/2022 | Present |
| Hcl America | Sunnyvale | CA | 11/2017 | 04/2020 |
| Appetize Technologies | Santa Monica | CA | 06/2016 | 11/2017 |
| Andrew Lavoie Consulting | Los Angeles | CA | 04/2020 | 04/2022 |
| California University Northridge | Northridge | CA | 09/2015 | 07/2017 |
COAST COMMUNITY COLLEGE DISTRICT; NOT INV RELATED; COSTA MESA, CA; INSTRUCTOR; START DATE 9/1/2024; 24 HOURS PER MONTH; 0 DURING TRADING; TEACHING BASIC/INTRODUCTORY FINANCE/BUSINESS/BANKING/ACCOUNTING COURSES. | ASTANA CAPITAL MANAGEMENT; INV RELATED; BUFFALO, WY; 100% OWNERSHIP; 05/2025; 1 HOUR PER MONTH; 0 DURING TRADING; HOLDING REAL ESTATE ASTANA CAPITAL, LLC; NOT INV RELATED; KALIPELL. MT; 100% OWNERSHIP; 07/2025; 1 HOUR PER MONTH; 0 DURING TRADING; SHORT TERM CAR RENTAL TO DRIVERS ASTANA CAPITAL MANAGMENT L.P. - 100% OWNERSHIP; INV RELATED;ALMATY,ID; TO PURCHASE AND OWN APARTMENTS IN KAZAKHSTAN;Executor/Personal Representative START DATE: 07/20/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-19 |
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