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Rancho Palos Verdes, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED | 2025-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alliance 360° Insurance Solutions | Cypress | CA | 08/2004 | 04/2022 |
| Brink Financial Group, Inc. | Rancho Palos Verdes | CA | 06/2025 | Present |
| Western International Securities, Inc. | Pasadena | CA | 04/2022 | 06/2025 |
| Brink Financial Group, Inc | Rancho Palos Verdes | CA | 01/2022 | Present |
1) INDEPENDENT INSURANCE SALES; INVESTMENT RELATED; APPX 10% OF TIME DURING THE MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-17 |
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