Kofi Sule Coaxum

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2023-03-23

GA RA
APPROVED

Since 2023-03-23

Branch Locations

Brookhaven, GA • United States

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nettworth Advisor Group	Alpharetta	GA	07/2014	03/2017
Cetera Wealth Services, Llc	El Segundo	CA	03/2017	Present
Cetera Investment Advisers Llc	Schaumburg	IL	03/2023	Present
Avantax Investment Services, Inc.	Dallas	TX	11/2024	09/2025
Cetera Advisors Llc	Greenwood Village	CO	08/2026	Present

07/2014 → 03/2017

Nettworth Advisor Group

Alpharetta, GA
03/2017 → Present

Cetera Wealth Services, Llc

El Segundo, CA
03/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
11/2024 → 09/2025

Avantax Investment Services, Inc.

Dallas, TX
08/2026 → Present

Cetera Advisors Llc

Greenwood Village, CO

Previous Registrations

2010-07-12 → 2017-03-20

Fsc Securities Corporation

Milton, GA

Atlanta, GA

Other Businesses

(1) NAME OF OTHER BUSINESS: BUBBLING CREEK RENOVATIONS LLC INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: REAL ESTATE START DATE: 09/2020 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: HOME RENOVATIONS AND SALES ;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-06-15
S63	Uniform Securities Agent State Law Examination	2007-02-16

S66 Uniform Combined State Law Examination

2010-06-15
S63 Uniform Securities Agent State Law Examination

2007-02-16

View on SEC IAPD