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2000 Pga Blvd. Suite 4440, Palm Beach Gardens, FL 33408 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-05-02 |
Branch Locations
305 Fellowship Road Suite 105, Mount Laurel, NJ 08054 • United States
2000 Pga Blvd. Suite 4440, Palm Beach Gardens, FL 33408 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors Dba Tristate Financial Advisors | Philadelphia | PA | 05/2023 | 04/2024 |
| Tavistock Country Club | Tavistock | NJ | 06/2019 | 08/2019 |
| Gateway Regional Highschool | Woodbury Heights | NJ | 09/2015 | 06/2019 |
| Rensselaer Polytechnic Institute | Troy | NY | 08/2019 | 05/2023 |
| Dick's Sporting Goods | Latham | NY | 09/2022 | 12/2022 |
| Gladstone Wealth Partners | Mount Laurel | NJ | 05/2024 | Present |
| Lpl Financial Llc | Mount Laurel | NJ | 03/2024 | Present |
1) 06/17/2024 - PEAK WEALTH PARTNERS - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 06/17/2024 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 06/25/2024 - GLADSTONE INSTITUTIONAL ADVISORY LLC - Registered Investment Advisor Hybrid - Admin - Investment Related - At Reported Business Location(s) - Start Date 06/11/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide administrative support to GLADSTONE INSTITUTIONAL ADVISORY LLC, an independent investment advisor firm. I started this business activity in 6/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 06/27/2024 - Gladstone Wealth Partners - Registered Investment Advisor DBA - Admin - Investment Related - At Reported Business Location(s) - Start Date 06/11/2024 - 100 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Gladstone Institutional advisory, an independent investment advisor firm. I started this business activity in 6/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-11-08 |
| S65 | Uniform Investment Adviser Law Examination | 2023-03-31 |
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