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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-02-16 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allianz Life Insurance Company Of North America | Minneapolis | MN | 08/2012 | 11/2018 |
| Questar Capital Corporation | Minneapolis | MN | 04/2016 | 08/2018 |
| Questar Capital Corporation | Minneapolis | MN | 08/2018 | 11/2018 |
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 11/2018 | 11/2020 |
| Wells Fargo Clearing Services | Minneapolis | MN | 02/2021 | 03/2021 |
| Wells Fargo Clearing Services | Minneapolis | MN | 03/2021 | 12/2021 |
| Unemployed | Andover | MN | 11/2020 | 02/2021 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 12/2021 | Present |
Name of Activity: Shipt Delivery for Target; Date Activity Started/Modified/Ended:2025-06-02; Address: 2600 Winter St NE?Minneapolis, MN 55413; Type of Activity: Other; Describe if any other Activity: Package delivery; Role/Relationship: Employee; Describe if any other Roles/Responsibility:;Responsibilities: Pick up packages to deliver for orders from the Target distribution center; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END --- Name of Activity: Uber driver; Date Activity Started/Modified/Ended:2025-09-06; Address: 364 17th Lane NW, Andover, MN 55304; Type of Activity: Other; Describe if any other Activity: Rideshare driver; Role/Relationship: Employee; Describe if any other Roles/Responsibility:;Responsibilities: Rideshare driver; Income Per Year: up to $10,000; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END --- Name of Activity: Lyft; Date Activity Started/Modified/Ended: 12/12/2025; Address: 14559 Olivine Ter NW, Ramsey, MN 55303; Type of Activity: Other; Describe if any other Activity: Rideshare; Role/Relationship: Employee; Describe if any other Roles/Responsibility:;Responsibilities: Rideshare driver; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-08 |
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