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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-02-16
  • MN RA
    APPROVED
    Since 2022-02-16

Branch Locations

Ramsey, MN • United States

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allianz Life Insurance Company Of North America Minneapolis MN 08/2012 11/2018
Questar Capital Corporation Minneapolis MN 04/2016 08/2018
Questar Capital Corporation Minneapolis MN 08/2018 11/2018
Ameriprise Financial Services, Inc. Minneapolis MN 11/2018 11/2020
Wells Fargo Clearing Services Minneapolis MN 02/2021 03/2021
Wells Fargo Clearing Services Minneapolis MN 03/2021 12/2021
Unemployed Andover MN 11/2020 02/2021
Ameriprise Financial Services, Llc Minneapolis MN 12/2021 Present
  • 08/2012 → 11/2018
    Allianz Life Insurance Company Of North America
    Minneapolis, MN
  • 04/2016 → 08/2018
    Questar Capital Corporation
    Minneapolis, MN
  • 08/2018 → 11/2018
    Questar Capital Corporation
    Minneapolis, MN
  • 11/2018 → 11/2020
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 02/2021 → 03/2021
    Wells Fargo Clearing Services
    Minneapolis, MN
  • 03/2021 → 12/2021
    Wells Fargo Clearing Services
    Minneapolis, MN
  • 11/2020 → 02/2021
    Unemployed
    Andover, MN
  • 12/2021 → Present
    Minneapolis, MN
Previous Registrations
Other Businesses

Name of Activity: Shipt Delivery for Target; Date Activity Started/Modified/Ended:2025-06-02; Address: 2600 Winter St NE?Minneapolis, MN 55413; Type of Activity: Other; Describe if any other Activity: Package delivery; Role/Relationship: Employee; Describe if any other Roles/Responsibility:;Responsibilities: Pick up packages to deliver for orders from the Target distribution center; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END --- Name of Activity: Uber driver; Date Activity Started/Modified/Ended:2025-09-06; Address: 364 17th Lane NW, Andover, MN 55304; Type of Activity: Other; Describe if any other Activity: Rideshare driver; Role/Relationship: Employee; Describe if any other Roles/Responsibility:;Responsibilities: Rideshare driver; Income Per Year: up to $10,000; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END --- Name of Activity: Lyft; Date Activity Started/Modified/Ended: 12/12/2025; Address: 14559 Olivine Ter NW, Ramsey, MN 55303; Type of Activity: Other; Describe if any other Activity: Rideshare; Role/Relationship: Employee; Describe if any other Roles/Responsibility:;Responsibilities: Rideshare driver; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-08
  • S66 Uniform Combined State Law Examination
    2016-06-08
Other Names
  • Nick Rud

View on SEC IAPD

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