Alex Yi Pan

Current Employers

Retirement And Wealth At Alliant, Llc

565 E. Swedesford Road Suite 100, Wayne, PA 19087 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-07-01

NY RA
APPROVED

Since 2024-07-01

Branch Locations

101 Park Ave, New York City, NY 10178 • United States

565 E. Swedesford Road Suite 100, Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Icapital, Llc	Boston	MA	01/2022	Present
Fidelity Investments	Boston	MA	05/2021	12/2021
Northeastern University	Boston	MA	09/2017	04/2021
Student	Dallas	TX	04/2012	08/2017

01/2022 → Present

Icapital, Llc

Boston, MA
05/2021 → 12/2021

Fidelity Investments

Boston, MA
09/2017 → 04/2021

Northeastern University

Boston, MA
04/2012 → 08/2017

Student

Dallas, TX

Previous Registrations

2022-09-22 → 2024-07-15

Icapital, Llc

Boston, MA

Other Businesses

Alliant Insurance, not investment related, 101Park Ave, NYC, NY 10178, insurance agency, Account Executive, 06/24/2024, less than 1, general administration as an employee of a wholly entity of Alliant.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-08-08

S65 Uniform Investment Adviser Law Examination

2022-08-08

View on SEC IAPD

Current Employers

Retirement And Wealth At Alliant, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews