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Youcheng Wu

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newbury Park, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-14
CA RA APPROVED 2023-02-09
  • TX RA
    APPROVED
    Since 2023-02-14
  • CA RA
    APPROVED
    Since 2023-02-09

Branch Locations

2345 Borchard Rd, Newbury Park, CA 91320 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Santa Monica CA 11/2018 03/2022
Honhu Company Thousand Oaks CA 05/2018 06/2018
Bank Of America Westlake Village CA 08/2016 05/2018
Unemployed Thousand Oaks CA 07/2018 10/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Moorpark CA 12/2022 Present
Bank Of America Thousand Oaks CA 03/2022 12/2022
  • 11/2018 → 03/2022
    Bank Of America
    Santa Monica, CA
  • 05/2018 → 06/2018
    Honhu Company
    Thousand Oaks, CA
  • 08/2016 → 05/2018
    Bank Of America
    Westlake Village, CA
  • 07/2018 → 10/2018
    Unemployed
    Thousand Oaks, CA
  • 12/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Moorpark, CA
  • 03/2022 → 12/2022
    Bank Of America
    Thousand Oaks, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-29
  • S66 Uniform Combined State Law Examination
    2022-09-29
Other Names
  • Kevin Wu

View on SEC IAPD

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