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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-04-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 08/2024 | 03/2026 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2021 | 03/2026 |
| Kettle Moraine Soccer League | West Bend | WI | 04/2018 | Present |
| Roden Echo Valley, Llc | West Bend | WI | 07/2022 | Present |
| Kewaskum School District | Kewaskum | WI | 09/2010 | 11/2022 |
| Stifel, Nicolaus & Company, Incorporated | West Bend | WI | 03/2026 | Present |
1. Kettle Moraine Soccer League; P.O. Box 322 Kewaskum, WI 53040; Youth Soccer League; Youth Soccer Referee; Officiated games for youth soccer leagues, promoting fairness and safety. Communicated effectively with coaches, players, and parents. Managed fast-paced environments while maintaining impartial decision-making.; 04/25/2018; 65 hours/year; Not during securities trading hours; Not Investment-Related 2. Roden Echo Valley LLC; 5545 CTH-Y West Bend, WI 53095; Dairy Farm; Calf Feeder / Farm Help; Fed and cared for calves, ensuring proper nutrition and health. Maintained clean and safe environments for livestock.; 06/01/2023; 15 hours/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-14 |
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