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Los Angeles, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legacy Road Llc | Los Angeles | CA | 07/2011 | Present |
Laurence Richards is a Managing Member of Legacy Vista LLC, which is the Managing Member of a privately offered Special Purpose Vehicle called Legacy SPV I, LLC. Commenced: 2019, Commitment: 5 hours per month during trading hours. Laurence Richards is the Managing Member of Cedar Tree Consulting LLC, a consulting firm providing lifestyle services. Commenced: 2025, Commitment: 2 hours per month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-04 |
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