Best Investors Account Sign in

Jeronimo Ramirez

Stifel, Nicolaus & Company, Incorporated

Los Angeles, CA

Los Angeles, CA

Claim This Profile
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-16
CA RA APPROVED 2023-05-17
  • TX RA
    APPROVED
    Since 2023-06-16
  • CA RA
    APPROVED
    Since 2023-05-17

Branch Locations

Los Angeles, CA • United States

2121 Avenue Of The Stars (Fox Plaza) Suite 2100 & 2150, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Los Angeles CA 03/2022 05/2023
Advanced Regulatory Compliance, Llc Beverly Hills CA 10/2019 03/2022
Loyola Marymount University Los Angeles CA 08/2014 05/2019
Unemployed San Diego CA 05/2019 10/2019
Stifel, Nicolaus & Company, Incorporated Los Angeles CA 05/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-14
  • S66 Uniform Combined State Law Examination
    2022-12-14

View on SEC IAPD

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor