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James Gray Galloway

Raymond James & Associates, Inc.

Denver, CO

Winston-Salem, NC

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-09
CO RA APPROVED 2022-07-06
  • TX RA
    APPROVED
    Since 2023-10-09
  • CO RA
    APPROVED
    Since 2022-07-06

Branch Locations

4643 S Ulster St Ste 1350, Denver, CO 80237 • United States

100 North Main Street Suite 2400, Winston-Salem, NC 27101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Inc, Boulder CO 04/2022 Present
Molson Coors Beverage Company Denver NC 05/2019 03/2022
Simpson Commercial Real Estate Charlotte NC 02/2018 04/2019
Web.cOm Charlotte NC 09/2017 02/2018
Unemployed Winston Salem NC 05/2017 09/2017
Unc Chapel Hill Chapel Hill NC 08/2013 05/2017
  • 04/2022 → Present
    Raymond James & Associates Inc,
    Boulder, CO
  • 05/2019 → 03/2022
    Molson Coors Beverage Company
    Denver, NC
  • 02/2018 → 04/2019
    Simpson Commercial Real Estate
    Charlotte, NC
  • 09/2017 → 02/2018
    Web.cOm
    Charlotte, NC
  • 05/2017 → 09/2017
    Unemployed
    Winston Salem, NC
  • 08/2013 → 05/2017
    Unc Chapel Hill
    Chapel Hill, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-30
  • S66 Uniform Combined State Law Examination
    2022-06-30
Other Names
  • James Gray Galloway

View on SEC IAPD

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