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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-24 |
| NM | RA | APPROVED | 2023-03-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albuquerque | NM | 03/2022 | Present |
| Homemaking | Albuquerque | NM | 05/2021 | 03/2022 |
| Team Risk Management Strategies | Albuquerque | NM | 03/2020 | 05/2021 |
| Gifts From The Garden | Albuquerque | NM | 09/2016 | 03/2020 |
| Homemaker | Albuquerque | NM | 08/2013 | 09/2016 |
| Bank Of America, N.A. | Albuquerque | NM | 01/2023 | Present |
Entity Name: J D OBRA '93 Trust; EIN: 81-6716151; I am a contingent beneficiary of my daughter, J. D..s, Special Needs Trust in the event that she becomes deceased. I also make reimbursement requests to the trustee (Bank of Oklahoma) for admissible expenses. Entity Name: N. D. Irrevocable Trust; La Resolana NE, Albuquerque, NM 87110; I am the trustee for my daughter, N. D.'s, Irrevocable Trust. I*1076279, Entity Type: Entity Charitable, Name of the other business: Cerebral Palsy Parent Association (C.P.P.A.) of New Mexico, Investment-related: No, Address: Albuquerque, NM, 87102, Position, Title, or relationship: Board Member, Start date: 12/03/2022, Hours you devote to the other business: 2hrs/Mo, During securities trading hours: 0, Duties: I will be joining the Advisory Board of the Cerebral Palsy Parents Association of New Mexico. The CPPA offers support and understanding for families who share the unique and common bond of having a family member with special needs. CPPA distributes information to assist families community resources, legal, insurance, medical and school issues during monthly support meetings. We arrange recreational activities and programs for families throughout the year. I*2460267, Entity Type: Entity Charitable, Name of OBA: Adaptive Sports Program of New Mexico, Address: Santa Fe, New Mexico, 87502, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 07/01/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Board Member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-27 |
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