David Pozolo

Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2024-06-21

MI RA
APPROVED

Since 2024-06-21

Branch Locations

Ionia, MI • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Michigan Department Of Corrections	Ionia	MI	09/2015	06/2022
Equitable Advisors Llc	New York	NY	03/2022	12/2022
Empower Financial Services, Inc	Greenwood Village	CO	01/2023	Present
Empower Advisory Group, Llc	Greenwood Village	CO	06/2024	Present

09/2015 → 06/2022

Michigan Department Of Corrections

Ionia, MI
03/2022 → 12/2022

Equitable Advisors Llc

New York, NY
01/2023 → Present

Empower Financial Services, Inc

Greenwood Village, CO
06/2024 → Present

Empower Advisory Group, Llc

Greenwood Village, CO

Previous Registrations

2022-05-24 → 2023-01-10

Equitable Advisors, Llc

Grand Rapids, MI

Other Businesses

DoorDash / Delivery Driver. Pick up online orders from various restaurants and deliver to customers. 20 hours per month; 0 during normal business hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-05-17

S66 Uniform Combined State Law Examination

2022-05-17

View on SEC IAPD