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Thomas Barro Mitose

Forthright Capital

Brentwood, CA

Las Vegas, NV

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Current Employers
Forthright Capital

7251 W Lake Mead Blvd, Ste 300, Las Vegas, NV 89128 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-10
  • CA RA
    APPROVED
    Since 2026-07-10

Branch Locations

Brentwood, CA • United States

7251 W Lake Mead Blvd, Ste 300, Las Vegas, NV 89128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stockton CA 02/2020 07/2024
Sprint By Arch Telecom Brentwood CA 10/2018 11/2019
Bank Of America N.A. Stockton CA 02/2020 07/2024
Edward Jones St Louis MO 09/2024 07/2026
Unemployed Brentwood CA 01/2014 09/2018
Forthright Capital Advisors Brentwood CA 07/2026 Present
  • 02/2020 → 07/2024
    Stockton, CA
  • 10/2018 → 11/2019
    Sprint By Arch Telecom
    Brentwood, CA
  • 02/2020 → 07/2024
    Bank Of America N.A.
    Stockton, CA
  • 09/2024 → 07/2026
    St Louis, MO
  • 01/2014 → 09/2018
    Unemployed
    Brentwood, CA
  • 07/2026 → Present
    Forthright Capital Advisors
    Brentwood, CA
Previous Registrations
Other Businesses

1) I assist my father with running his martial arts organization called Mitose's International Kosho-Ryu Kenpo Association. There is no investment activity or investment related business. He runs it as a sole proprietor. I assist him with booking flights, renting cars, and teaching new students. This takes up approximately ten hours a month during hours outside of security trading hours. There is no brick and mortar location, he teaches by seminar and travel. 2) The Bay Computer Guys (Computer Repair) - Service Coordinator. Start date 03/12/25. Not investment related, Duties include repairing or upgrading personal computers. Spend 5 hours/month on this activity, none during normal trading hours. Brentwood CA. 3) Mitose's International Kosho-Ryu Kenpo Association - Martial Arts Association. Start Date: 06/01/10. Title: 24th Descendant. Not investment related. Spend 1 hour/month on this activity, none during normal trading hours. This is my father's business. He has no employees and I make time on weekends to assist him with the technological and administrative tasks that he struggles with on his own such as updating the website and scheduling appointments. Brentwood CA. 4) Insurance Agent - 1/2025 to Present. Investment related. Duties include offering insurance products and services to clients and prospects. Spend 30% of time on this activity, all during normal trading hours. Brentwood, CA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-28
  • S66 Uniform Combined State Law Examination
    2022-11-28
Other Names
  • Thomas Barro Mitose
  • Thomas B Mitose

View on SEC IAPD

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