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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-03
CA RA APPROVED 2022-10-28
  • TX RA
    APPROVED
    Since 2023-01-03
  • CA RA
    APPROVED
    Since 2022-10-28

Branch Locations

104 River St, Santa Cruz, CA 95060 • United States

4525 Scotts Valley Road, Scotts Valley, CA 95066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Scotts Valley CA 03/2022 Present
Bank Of America, N.A. Scotts Valley CA 03/2022 Present
Jp Morgan Chase Bank San Jose CA 07/2018 02/2022
Capitol Buick Gmc San Jose CA 07/2017 06/2018
Audi Stevens Creek San Jose CA 10/2016 05/2017
Abm Janitorial Sevices Palo Alto CA 07/2014 10/2016
Unemployed San Jose CA 05/2017 07/2017
  • 03/2022 → Present
    Scotts Valley, CA
  • 03/2022 → Present
    Bank Of America, N.A.
    Scotts Valley, CA
  • 07/2018 → 02/2022
    Jp Morgan Chase Bank
    San Jose, CA
  • 07/2017 → 06/2018
    Capitol Buick Gmc
    San Jose, CA
  • 10/2016 → 05/2017
    Audi Stevens Creek
    San Jose, CA
  • 07/2014 → 10/2016
    Abm Janitorial Sevices
    Palo Alto, CA
  • 05/2017 → 07/2017
    Unemployed
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-26
  • S66 Uniform Combined State Law Examination
    2022-10-26
Other Names
  • Alfredo Algarate
  • Alfredo E Tamayo

View on SEC IAPD

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