Ezequiel J Rodriguez

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-02-26
TX	RA	APPROVED	2024-11-21

CA RA
APPROVED

Since 2025-02-26
TX RA
APPROVED

Since 2024-11-21

Branch Locations

700 W. Ball Road, Anaheim, CA 92802 • United States

2411 W. Olive Avenue, Burbank, CA 91506 • United States

100 S Anaheim Blvd. Ste 100, Anaheim, CA 92805 • United States

100 N. First St. Suite 400, Burbank, CA 91502 • United States

2401 E. Katella Ave. Suite 100, Anaheim, CA 92806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Santa Ana	CA	03/2022	01/2023
Us Bank	Ontario	CA	09/2021	03/2022
Uei College Ontario	Ontario	CA	06/2021	09/2021
Wells Fargo	Ontario	CA	01/2020	06/2021
Starbucks	Highland	CA	09/2018	12/2019
Sodexo	San Bernardino	CA	05/2017	03/2018
Living Spaces	Rancho Cucamonga	CA	11/2016	04/2017
Unemployed	San Bernardino	CA	06/2018	08/2018
Unemployed	San Bernardino	CA	06/2012	10/2016
Oasis	San Bernardino	CA	10/2018	10/2019
Bank Of America, N.A.	Santa Ana	CA	07/2022	01/2023
City Of Colton	Colton	CA	07/2017	05/2018
City Of Colton	Colton	CA	12/2015	11/2016
J.P. Morgan Securities Llc	Irvine	CA	01/2023	08/2024
Jpmorgan Chase Bank, N.A.	Irvine	CA	01/2023	08/2024
University Enterprises Corp. At Csusb	San Bernardino	CA	04/2017	06/2017
Lpl Financial	Anaheim	CA	09/2024	Present
Partners Federal Credit Union	Anaheim	CA	09/2024	Present

03/2022 → 01/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Ana, CA
09/2021 → 03/2022

Us Bank

Ontario, CA
06/2021 → 09/2021

Uei College Ontario

Ontario, CA
01/2020 → 06/2021

Wells Fargo

Ontario, CA
09/2018 → 12/2019

Starbucks

Highland, CA
05/2017 → 03/2018

Sodexo

San Bernardino, CA
11/2016 → 04/2017

Living Spaces

Rancho Cucamonga, CA
06/2018 → 08/2018

Unemployed

San Bernardino, CA
06/2012 → 10/2016

Unemployed

San Bernardino, CA
10/2018 → 10/2019

Oasis

San Bernardino, CA
07/2022 → 01/2023

Bank Of America, N.A.

Santa Ana, CA
07/2017 → 05/2018

City Of Colton

Colton, CA
12/2015 → 11/2016

City Of Colton

Colton, CA
01/2023 → 08/2024

J.P. Morgan Securities Llc

Irvine, CA
01/2023 → 08/2024

Jpmorgan Chase Bank, N.A.

Irvine, CA
04/2017 → 06/2017

University Enterprises Corp. At Csusb

San Bernardino, CA
09/2024 → Present

Lpl Financial

Anaheim, CA
09/2024 → Present

Partners Federal Credit Union

Anaheim, CA

Previous Registrations

2023-01-31 → 2024-09-03

J.P. Morgan Securities Llc

Irvine, CA
2022-08-10 → 2023-01-25

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Ana, CA

New York, NY

Santa Ana, CA

Santa Ana, CA

New York, NY

Santa Ana, CA

Other Businesses

1) 08/2024 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Partners Retirement and Wealth Management / Investment Related - At Reported Business location(s) 2) 06/09/2026 - St Thomas More Catholic Church - Non-profit volunteer (not on board) - Not Investment Related - Irvine, CA - Start Date 04/06/2026 - 20 hours per month/ 0 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-08-06

S66 Uniform Combined State Law Examination

2022-08-06

View on SEC IAPD