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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2025-01-01
  • OK RA
    APPROVED
    Since 2025-01-01

Branch Locations

15 W 6Th St Ste 1900, Tulsa, OK 74119 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ditch Witch Perry OK 02/2016 03/2022
Student Stillwater OK 08/2019 05/2022
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2022 Present
Northwestern Mutual Investment Services Llc Tulsa OK 01/2023 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2023 Present
  • 02/2016 → 03/2022
    Ditch Witch
    Perry, OK
  • 08/2019 → 05/2022
    Student
    Stillwater, OK
  • 06/2022 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2023 → Present
    Tulsa, OK
  • 06/2023 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-04
  • S66 Uniform Combined State Law Examination
    2023-04-04

View on SEC IAPD

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