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Current Employers
Empirical Wealth Management

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-04-04
  • WA RA
    APPROVED
    Since 2022-04-04

Branch Locations

11100 Ne 8Th Street Suite 820, Bellevue, WA 98004 • United States

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goldbloom Wealth Management Bellevue WA 01/2021 03/2022
Starbucks Chestnut Hill MA 01/2020 01/2021
Bankers Life Waltham MA 10/2019 03/2020
Alpha Epsilon Pi Fraternity Indianapolis IN 09/2018 05/2019
The Interdisciplinary Center Of Herzliya Herzliya 10/2015 08/2018
Empirical Wealth Management Bellevue WA 03/2022 Present
Not Employed Chestnut Hill MA 06/2019 09/2019
  • 01/2021 → 03/2022
    Goldbloom Wealth Management
    Bellevue, WA
  • 01/2020 → 01/2021
    Starbucks
    Chestnut Hill, MA
  • 10/2019 → 03/2020
    Bankers Life
    Waltham, MA
  • 09/2018 → 05/2019
    Alpha Epsilon Pi Fraternity
    Indianapolis, IN
  • 10/2015 → 08/2018
    The Interdisciplinary Center Of Herzliya
    Herzliya
  • 03/2022 → Present
    Bellevue, WA
  • 06/2019 → 09/2019
    Not Employed
    Chestnut Hill, MA
Other Businesses

Name of other business: Empirical Insurance, LLC. Is business investment-related: Yes. Address of other business: 1420 Fifth Ave., Suite 3150, Seattle, WA 98101. Nature of other business: Insurance planning services. Position/title/relationship: Affiliated Insurance Producer. Start date of relationship: 03/2022. Approximate number of hours/month devoted to other business: 1 hour. Number of hours devoted to the other business during securities trading hours: 1 hour. Duties related to other business: Recommend insurance products designed to address the life, disability, and long-term care insurance needs of clients.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-11
  • S65 Uniform Investment Adviser Law Examination
    2022-03-11

View on SEC IAPD

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