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1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-04-04 |
Branch Locations
11100 Ne 8Th Street Suite 820, Bellevue, WA 98004 • United States
1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldbloom Wealth Management | Bellevue | WA | 01/2021 | 03/2022 |
| Starbucks | Chestnut Hill | MA | 01/2020 | 01/2021 |
| Bankers Life | Waltham | MA | 10/2019 | 03/2020 |
| Alpha Epsilon Pi Fraternity | Indianapolis | IN | 09/2018 | 05/2019 |
| The Interdisciplinary Center Of Herzliya | Herzliya | 10/2015 | 08/2018 | |
| Empirical Wealth Management | Bellevue | WA | 03/2022 | Present |
| Not Employed | Chestnut Hill | MA | 06/2019 | 09/2019 |
Name of other business: Empirical Insurance, LLC. Is business investment-related: Yes. Address of other business: 1420 Fifth Ave., Suite 3150, Seattle, WA 98101. Nature of other business: Insurance planning services. Position/title/relationship: Affiliated Insurance Producer. Start date of relationship: 03/2022. Approximate number of hours/month devoted to other business: 1 hour. Number of hours devoted to the other business during securities trading hours: 1 hour. Duties related to other business: Recommend insurance products designed to address the life, disability, and long-term care insurance needs of clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-11 |
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