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Steven Ponce De Leon

Ubs Financial Services Inc.

Coral Gables, FL

Ft. Lauderdale, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-13
TX RA APPROVED 2024-05-10
  • FL RA
    APPROVED
    Since 2024-05-13
  • TX RA
    APPROVED
    Since 2024-05-10

Branch Locations

4225 Ponce De Leon Blvd Suite 500, Coral Gables, FL 33146 • United States

401 East Las Olas Boulevard Las Olas Centre, Ft. Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Coral Gables FL 04/2022 02/2024
Florida International University Miami FL 06/2020 12/2023
South Miami Senior High Miami FL 08/2016 06/2020
Ubs Financial Services Inc. Ft. Lauderdale FL 02/2024 Present
  • 04/2022 → 02/2024
    Ubs Financial Services
    Coral Gables, FL
  • 06/2020 → 12/2023
    Florida International University
    Miami, FL
  • 08/2016 → 06/2020
    South Miami Senior High
    Miami, FL
  • 02/2024 → Present
    Ubs Financial Services Inc.
    Ft. Lauderdale, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-16
  • S66 Uniform Combined State Law Examination
    2024-01-16
Other Names
  • Steven Poncedeleon

View on SEC IAPD

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